Ongoing Support
Dopkins is a good fit for your financial objectives
and you wish to become a client. Now what?
The Investment Advisory Agreement (IAA)
- The IAA documents respective rights and
responsibilities within the investor-advisor relationship.
- We answer any questions you may have.
- You and Dopkins sign the IAA when you're ready to
proceed.
The Investment Policy Statement (IPS)
- The IPS formalizes your investment objectives.
- It describes your risk profile, investment
strategy and rebalancing plans.
Portfolio Implementation
- Your advisor presents initial portfolio
construction for your approval.
- We help you open an account at selected
custodian (or provide Dopkins with existing account access).
- We place appropriate trades on your
behalf.
For more information regarding Dopkins Wealth
Management, LLC,
please contact
Brian G. Cannon
Achieving Results ... People to People
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